| Practice Description: |
Lisa Braganca has decades of experience as a financial and securities litigator. Lisa served as a Branch Chief in the Division of Enforcement of the Chicago Office of the Securities & Exchange Commission, where she handled investigations of accounting fraud, Ponzi schemes, insider trading, churning, and unsuitability.
While at the SEC, Lisa collaborated with the DOJ in investigating $2 billion in losses arising out of subprime auto lender Mercury Finance Company’s cooking the books. As a result, three senior executives, including the Chairman/CEO, were sentenced to prison terms. Lisa also supervised a investigation of the Foreign Corrupt Practices Act violations arising out of bribery of Haitian customers officials in collaboration with DOJ. As a result, the CEO and another senior executive were convicted and sentenced to substantial prison time.
While at Jenner & Block, Lisa represented Case Corporation in a Milwaukee federal court insurance coverage trial in which the jury awarded the entire $4.2 million sought for breach of contract, plus $10 million in punitive damages for bad faith.
Since leaving the SEC, Lisa has represented investors as well as directors and officers involved in SEC and DOJ investigations, class actions, and bankruptcy investigations. She has recovered substantial losses for investors through court actions and FINRA arbitration. Lisa has also been an advocate for the rights of people with physical, cognitive, and psychiatric disabilities, serving as counsel in three statewide class actions seeking to compel the State of Illinois to comply with the Americans with Disabilities Act. Before law school, Lisa was a consultant with the division of Arthur Andersen & Company that is now Accenture.
Year of Birth: 1962
University of Chicago, J.D. / M.B.A.
Law School Honors/Involvement:
Order of the Coif, honors
Bar/Professional Association Involvement:
Lisa serves as Vice Chair of the Chicago Bar Association Securities Law Committee and is a member of the Women’s White Collar Defense Association (WWCDA), the Public Investors Arbitration Bar Association (PIABA), and the Trial Bar of the U.S. District Court for the Northern District of Illinois.
Lisa teaches and speaks about securities regulation, recovering investment losses, cryptocurrency / ICO regulation, and elder financial abuse including:
- Guest lecturer on FINRA arbitration hearings for St. John’s Law School Securities Arbitration Clinic
- Chicago Bar Association Securities Law expert panel discussion on securities law
- National Association of Elder Law Attorneys (NAELA) training on elder abuse by financial advisors
- PIABA programs on litigating investor claims in FINRA arbitration and cryptocurrency regulation
- Instructor for Chicago Bar Foundation / NITA trial advocacy and deposition skills programs
- PLI program, "Minding Your 302s," about Sarbanes-Oxley section 302 certifications
- Turnaround Management Association/Certified Fraud Examiner panel on financial fraud
- ABA Insurance Coverage Litigation Committee, "Sarbanes-Oxley Act 2002"